Search Result

161 - 180 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime