Search Result

541 - 560 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose