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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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