Search Result

481 - 500 of 726 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

PR App 1.1

As Published: 2005

PR App 1.1

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices