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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COBS 3.8 Policies, procedures and records

COBS 10.3 Warning the client

PR 3.2 Filing and publication of prospectus

MCOB 4.10 Home purchase plans

REC 4.2D Suspension and removal of financial instruments from trading

APER 4.2 Statement of Principle 2

DEPP 2.5 Provision for certain categories of decision

COBS 11.5 Record keeping: client orders and transactions

COBS 3.2 Clients

COBS 10.4 Assessing appropriateness: when it need not be done

COLL 6.9 Independence, names and UCITS business restrictions

MAR 5.3 Trading process requirements

COLL 5.3 Derivative exposure

LR 19.2 Requirements for listing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 8.3 Investor relations

PERG 13.5 Exemptions from MiFID

PERG 8.32 Arranging deals in investments

PR 3.1 Approval of prospectus

DTR 5.1 Notification of the acquisition or disposal of major shareholdings