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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PRIN 1.1 Application and purpose

LR 5.2 Cancelling listing

MAR 5.3 Trading process requirements

SUP 6.2 Introduction

DTR 5.4 Aggregation of managed holdings

REC 6.1 Introduction and legal background

CASS 6.2 Holding of client assets

DTR 4.1 Annual financial report

SUP 11.5 Notifications by firms

SYSC 13.6 People

REC 6A.2 Removal of passport rights from EEA market operator

DISP 4.2 Standard terms

SUP 4.2 Purpose

REC 5.1 Introduction and legal background

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 13.8 Other circulars

REC 4.2C Control over a UK RIE

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PR App 1.1

SUP 16.4 Annual controllers report