Search Result

121 - 140 of 1021 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PERG 13.2 General

As Published: 2007

PERG 13.2 General

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading