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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

…

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

…

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

PERG 13.2 General

As Published: 2007

PERG 13.2 General

…

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

…

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

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