Search Result

461 - 480 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission