Search Result

421 - 440 of 472 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.2 General

As Published: 2007

PERG 13.2 General

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3