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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'