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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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Similar To

LR 13.5 Financial information in Class 1 Circulars

SUP 8.3 Applying for a waiver

SUP 14.3 Changes to cross border services

CASS 5.5 Segregation and the operation of client money accounts

PERG 5.12 Link between activities and the United Kingdom

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 13.3 Establishing a branch in another EEA State

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PERG 13.7 The territorial application of MiFID

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 8.12 Exemptions applying to all controlled activities

REC 2.5 Systems and controls and conflicts

SUP 15.2 Purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order