Search Result

541 - 560 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation