Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

…

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13.4 Providing cross border services into another EEA State

CRED 9.2 General requirements

COND 1.3 General

REC 3.2 Form and method of notification

PERG 4.11 Link between activities and the United Kingdom

MCOB 9.4 Content of illustrations

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 8.7 Supervision of sponsors

SUP 13.6 Changes to branches

COLL 6.7 Payments

PERG 8.4 Invitation or inducement

SUP App 3.6 Freedom to provide services

SUP 2.1 Application and purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order