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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting