Search Result

301 - 320 of 902 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PR App 1.1

As Published: 2005

PR App 1.1

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors