Search Result

61 - 80 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 13.2 General

As Published: 2007

PERG 13.2 General

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements