Search Result

481 - 500 of 599 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COND 1.3 General

As Published: 2001

COND 1.3 General

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PERG 13.2 General

As Published: 2007

PERG 13.2 General

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance