Search Result

461 - 480 of 1022 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution