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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

…

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

…

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information

…

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

…

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

…

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

…

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

…

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

…

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