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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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