Search Result

141 - 160 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative