Search Result

121 - 140 of 868 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary