Search Result

121 - 140 of 904 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose