Search Result

121 - 140 of 759 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance