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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 7.2 Interviews

SYSC 18.1 Application

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SYSC 3.1 Systems and Controls

REC 5.2 Application process

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COBS 2.3 Inducements

SUP App 3.3 Background

REC 2.7 Access to facilities

SUP 12.1 Application and purpose

REC 2.1 Introduction

GENPRU 2.2 Capital resources

REC 1.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COBS 11.7 Personal account dealing

COBS 11.2 Best execution

SYSC 13.7 Processes and systems

LR 8.6 Criteria for approval as a sponsor