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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions