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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

…

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

…

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

…

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

…

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

LR 19.1 Application

As Published: 2005

LR 19.1 Application

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

…

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