Search Result

421 - 440 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions