Search Result

121 - 140 of 830 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration