Search Result

121 - 140 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars