Search Result

841 - 860 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems