Search Result

141 - 160 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COND 1.3 General

As Published: 2001

COND 1.3 General

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT