Search Result

821 - 840 of 1010 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust