Search Result

361 - 380 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses