Search Result

361 - 380 of 979 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction