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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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BIPRU 5.6 Master netting agreements

DISP 1.3 Complaints handling rules

LR 4.2 Contents and format of listing particulars

REC 1.1 Application

LR 9.5 Transactions

PR 5.5 Persons responsible for a prospectus

LR 18.4 Continuing obligations

SUP App 3.6 Freedom to provide services

BIPRU 8.1 Application

GENPRU 1.3 Valuation

GEN 2.2 Interpreting the Handbook

REC 2.16A Operation of a multilateral trading facility

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order