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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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Similar To

CASS 6.1 Application

SYSC 2.1 Apportionment of Responsibilities

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 18.4 Friendly Society transfers and amalgamations

SUP 13.6 Changes to branches

COBS 11.2 Best execution

LR 10.2 Classifying transactions

RCB 6.2 Policy on decision and warning notices

SUP 13A.3 Qualifications for authorisation under the Act

COLL 8.2 Constitution

COBS 4.12 Unregulated collective investment schemes

PERG 4.11 Link between activities and the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading