Search Result

21 - 40 of 284 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally