Search Result

161 - 180 of 847 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications