Search Result

141 - 160 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose