Search Result

101 - 120 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application