Search Result

561 - 580 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application