Search Result

501 - 520 of 879 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales