Search Result

501 - 520 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)