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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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REC 2.1 Introduction

SUP 15.10 Reporting suspicious transactions (market abuse)

CRED 7.2 Investment

PRIN 3.4 General

COLL 6.9 Independence, names and UCITS business restrictions

COBS 10.4 Assessing appropriateness: when it need not be done

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

FEES 5.3 The general levy

BIPRU 7.2 Interest rate PRR

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 8.32 Arranging deals in investments

MIPRU 5.2 Use of intermediaries

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 15.5 Special situations

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 3.6 Firms' cooperation with their auditors

PERG 8.33 Introducing

COND 2.2 Threshold condition 2: Location of offices