Search Result

421 - 440 of 723 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 13.2 General

As Published: 2007

PERG 13.2 General

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)