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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PR App 3.1

As Published: 2005

PR App 3.1

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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