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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries