Search Result

241 - 260 of 1003 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PR App 1.1

As Published: 2005

PR App 1.1

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements